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Issue: 12.2
Theme: Local Communities and Protected Areas
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SUMMARY OF PAPERS
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Editorial
JESSICA BROWN ASHISH KOTHARI
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INDIGENOUS AND LOCAL COMMUNITIES AND PROTECTED AREAS: RETHINKING THE RELATIONSHIP
GRAZIA BORRINI-FEYERABEND TARIQ BANURI TAGHI FARVAR KENTON MILLER ADRIAN PHILLIPS
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BEYOND COMMUNITY INVOLVEMENT: LESSONS FROM THE INSULAR CARIBBEAN
TIGHE GEOGHEGAN YVES RENARD
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INNOVATIVE GOVERNANCE OF FISHERIES AND ECOTOURISM IN COMMUNITYBASED PROTECTED AREAS
JANET M. CHERNELA ALI AHMAD FAZLUN KHALID VIV SINNAMON HANNA JAIRETH
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THE MESOAMERICAN BIOLOGICAL CORRIDOR AND LOCAL PARTICIPATION
VIVIENNE SOLÍS RIVERA PATRICIA MADRIGAL CORDERO IVANNIA AYALES CRUZ MARVIN FONSECA BORRÁS
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LOCAL COMMUNITY LEADERSHIP: BUILDING PARTNERSHIPS FOR CONSERVATION IN NORTH AMERICA
NORA MITCHELL BARBARA SLAIBY MARK BENEDICT
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DO RURAL PEOPLE REALLY BENEFIT FROM PROTECTED AREAS RHETORIC OR REALITY?
EDMUND BARROW CHRISTO FABRICIUS
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THE CHALLENGE OF COMMUNITY-BASED PROTECTED AREA MANAGEMENT
SEJAL WORAH
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COMMUNITY-CONSERVED AREAS IN SOUTH ASIA
Neema Pathak
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THE DANA DECLARATION
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Editorial
JESSICA BROWN ASHISH KOTHARI
THERE IS NO IGNORING IT: protected areas simply cannot be viewed in isolation from the communities within and near them. This is true of the broad spectrum of protected areas, including those established by governments during the last century according to a conventional national park model. And it is, of course, inherent in the idea of community-conserved areas,
which communities have been creating for millennia to protect the natural and cultural resources of importance to them.
It is not simply that by ignoring local communities we imperil the security of existing protected areas. We also risk continuing a range of injustices that have been perpetuated on communities, in ways that include forced displacement, restrictions on access to livelihood resources and cultural erosion. At the same time, those people closest to the resource can bring their rich experience to bear when they are encouraged or merely permitted to take responsibility for their stewardship. We need to tap the wealth of knowledge, traditional management systems, innovation and love of place that so many communities could bring.
That local communities can and must play a critical role in protected areas is not new; what is new, is the way that, in practice, their role is being accepted, encouraged and, indeed, embraced in very different parts of the world. Community involvement is central to an emerging new paradigm for protected areas (PAs) worldwide.
This issue of PARKS comes out at a time when the importance of community involvement in protected areas is being increasingly recognised by the PA constituency. The World Commission on Protected Areas now considers it one of its five key themes, and important enough to become a cross-cutting theme at next years Vth World Parks Congress in Durban, South Africa. It is a
theme that runs through recent and upcoming issues of PARKS focusing on topics such as Integrated Conservation and Development Projects, Population and Protected Areas and Protected Landscapes. At the same time, the role of communities is the focus of a lively debate at national and international levels. An example is the on-line discussion initiated by the IUCN Theme
Working Group on Local Communities, Equity and Protected Areas (www.cee.envirodebate.org) which is debating the question of how community-conserved areas should be recognised within the IUCN system of protected areas categories, including the possibility of modifying the system to accommodate these areas.
This issue of PARKS aims to showcase the different roles that local communities are playing in protected areas, highlight some emerging issues and challenges, and advance the debate on the state of community involvement in conservation. The papers included in this issue draw on experience from diverse regions and situations. They present a range of viewpoints and
collectively pose some provocative questions.
Whose protected area is it? In the article at the beginning of this issue, Grazia Borrini-Feyerabend contends that this question lies at the root of the different relationships between protected areas and communities. She points out that for thousands of years indigenous and local communities have developed conservation regimes, while the role of national governments
in establishing protected areas extends back only a century or so. Her interview article with Tariq Banuri, Taghi Farvar, Kenton Miller, and Adrian Phillips brings out five distinct viewpoints in the discussion on community involvement in protected areas. It proposes a typology for governance of protected areas (see Figure 3, page 14) that will doubtless be a useful tool in the
aforementioned debate on community-conserved areas and the IUCN management categories.
Noting that the ground rules have changed that no protected area is an island Edmund Barrow and Christo Fabricius write that if protected areas are to continue to be important for biodiversity conservation, they must become integrated into wider landscape planning and must forge linkages with people based on equity, linked rights and responsibilities. In their review of recent experience in southern and eastern Africa, Barrow and Fabricius observe that protected areas will survive only if they address human concerns and gain the support of local people. This recognition has led to the emergence of community-based approaches to conservation in the region, as elsewhere in the world. Included in this issue of PARKS are many examples of how this is working, as well as the challenges that are emerging as these new approaches are put into practice.
Experience from the insular Caribbean outlined by Tighe Geoghan and Yves Renard illustrates the potential for community participation in planning and management of protected areas. For example, in St Lucia, a participatory process that has included the broad range of local stakeholders has enhanced management effectiveness in the Soufriere Marine Management Area. Deepening the discussion, the authors challenge the common view that local communities are homogenous, stressing the need to understand and reconcile the interests, needs and expectations of a wide range of stakeholders as well as the complexity of their relationships with the resource and one another. They point out the importance also of institutional arrangements
and transparent, negotiated processes for decision-making.
Participatory planning involving diverse stakeholders has proven effective in efforts to establish the Meso-American Biological Corridor (MBC) in countries such as Costa Rica and Belize, as Vivienne Solis and her colleagues describe in their article. Over the past decade the Talamanca Caribe Biological Corridor (Costa Rica) has provided a forum for diverse community
associations to discuss their concerns, and has helped to consolidate establishment of the MBC in the Talamanca region. In Belize, a process of public consultation at the local level that was launched during the feasibility study for the MBC has resulted in communities coming together to create and manage several micro-corridors.
Customary laws and social practices can complement legislation, and the resulting innovative governance offers tremendous potential to improve management of resources inside and outside of protected areas. Janet Chernela and colleagues present three case studies from diverse regions where communities have developed innovative approaches to conserve aquatic resources in
protected areas. The experience from Silves (Amazonian Brazil), Misali island (Zanzibar, Tanzania) and Kowanyama in the Mitchell River delta (northeastern Australia) illustrates how innovative governance can develop when there is strong community support for better resource management, especially in the face of external threats. The authors argue that traditional groups
with high stakes in resource sustainability will invest creativity and effort, with the result of promoting sustainable resource use, as well as encouraging local self-determination. In the United States and Canada, while the national park model continues to play an important role, there is increasing emphasis on community outreach, participation in planning and management, and long-term partnerships as Nora Mitchell, Barbara Slaiby and Mark Benedict write. This shift in approach is exemplified by the growth in the numbers of new protected areas built on partnerships, such as Heritage Areas, and by recent collaborative
management agreements with indigenous peoples. Other examples described in their paper include outreach to gateway communities bordering national parks, and a programme of the US National Park Service that supports community-led efforts to protect rivers and open space and create trails.
One of the most exciting breakthroughs in the debate on community-based conservation, is the realisation that there is already in place a very large network of sites that are conserved and managed by communities, most of them outside officially recognised PA systems, and many of them managed in this way over many years. Community-conserved areas are found in every
region of the world and take a wide variety of forms, including indigenous reserves, communitymanaged ecosystems, managed landscapes, sacred forests and springs, partnership areas, and many privately or NGO protected lands. These areas form a complementary protected area system that, until recently, has gone unrecognised. A box by Neema Pathak on Community conserved
Areas (see article by Sejal Worah) presents the diversity of experience with communityconserved areas in South Asia and highlights the need for these areas to receive recognition and support.
However, many challenges remain. In their review of the Meso-American Biological Corridor, Solis et al. contend that while the initiative has the potential to serve as a regional strategy for sustainable development, more must be done to create opportunities for local communities to participate in decision-making. Barrow and Fabricius identify a number of emerging challenges to advancing community conservation in eastern and southern Africa. The devolution of
meaningful authority to the local level is an important prerequisite. At the same time, local communities must be willing and have the capacity to share responsibility. They observe that though community conservation remains the most effective and viable option, it also remains elusive.
Worah, in her article, agrees, and expresses concern that community-based conservation, as practiced by many official agencies, is progressing too slowly to be convincing to sceptics. She argues for the importance of developing combinations of social, policy and economic incentives that will encourage local stewardship of resources. Other needs include facilitating equitable negotiations among interest groups, developing a supportive policy environment, and strengthening the capacity of local-level institutions. These conditions must be put in place to enable community-based conservation to be initiated and sustained and, she writes, they must have the resilience to adapt and evolve.
Barrow and Fabricius argue that international and national policies must be revised to allow protected area categories to embrace community involvement in conservation. This, in turn, will require the devolution of meaningful authority, and ensuring that the benefits from conservation outweigh the costs to communities.
An important part of the discussion that is so far under-represented, is the relationship of protected areas to mobile peoples. At the end of this volume, we have included a declaration on Mobile Peoples and Conservation, which came out of a recent meeting on the topic at the Wadi Dana Nature Reserve in Jordan. It proposes a series of principles aimed at fostering a mutually reinforcing partnership among mobile peoples and those concerned with conservation.
As Taghi Farvar observes in this issue of PARKS, cultural and biological diversity are natural, powerful allies and it is only this alliance that may eventually succeed in saving both. The articles in this volume illustrate the successes and challenges emerging from the field. It is our hope that this publication will contribute meaningfully to the ongoing debate on community involvement in protected areas, and will stimulate further discussion of community-conserved areas as an
approach that is complementary to, and overlapping with, the official protected areas network. At the same time, we hope the experience presented in this collection will help those engaged in this work to hone new ways to forge alliances between protected areas and the communities inside and near them.
Jessica Brown is Vice-President for International Programs at QLF/Atlantic Center for the Environment, where she conducts training, exchange and research projects focusing on landscape stewardship. She has worked in countries of Latin America, the Caribbean, and Central and Eastern Europe. QLF/Atlantic Center for the Environment, 55 South Main Street, Ipswich, Massachusetts 01938 USA. E-mail: jbrown@qlf.org.
Ashish Kothari is founder-member of Kalpavriksh, a 22-year environmental action group in India. He currently coordinates the Technical and Policy Core Group formulating Indias National Biodiversity Strategy and Action Plan. He is co-chair of the IUCN/WCPA/CEESP Theme on Indigenous/Local Communities, Equity, and Protected Areas, and on the International Board of Directors of Greenpeace. Kalpavriksh, Apt. 5 Shree Datta Krupa, 908 Deccan Gymkhana, Pune 411004, India. E-mail: ashish@nda.vsnl.net.in
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INDIGENOUS AND LOCAL COMMUNITIES AND PROTECTED AREAS: RETHINKING THE RELATIONSHIP
GRAZIA BORRINI-FEYERABEND TARIQ BANURI TAGHI FARVAR KENTON MILLER ADRIAN PHILLIPS
Abstract
The relationship between communities and protected areas is a marriage of heaven and hell. The concept of protected area is most often associated with the government-established parks that came into being only relatively recently. Seldom does one think of sacred community areas that date back centuries and keep harbouring unique biodiversity resources. Even more rarely does one consider the vast conservation contribution of indigenous productive landscapes or communallymanaged natural resources. In all, community conservation is hardly ever acknowledged, and local people are too often erroneously perceived as the enemy of nature.
This interview a conversation at a distance illustrates the opportunities and obstacles involved in forging a new alliance between communities and conservation. The debate covers practical initiatives and statements of inalienable rights, emerging concepts and their political consequences, the legitimacy/legality dichotomy and the increasing number of social actors involved in protected area management. A new taxonomic dimension for protected areasgovernance typeis illustrated in view of the debate at the World Parks Congress of September 2003. Everyone seems convinced that time is ripe for it, and everyone seems to agree that cultural and biological diversity are natural, powerful allies and that only their alliance may eventually succeed in saving both.
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BEYOND COMMUNITY INVOLVEMENT: LESSONS FROM THE INSULAR CARIBBEAN
TIGHE GEOGHEGAN YVES RENARD
Abstract
This article provides a brief conceptual framework that sets the background to and proposes a rationale for community involvement in the planning and management of protected areas. It challenges common misconceptions about the homogeneity of local communities, in the light of the need to understand and reconcile the interests and expectations of a wide range of stakeholders. It summarises the insular Caribbeans experience in participatory planning and management of protected areas, using examples from several countries in the region.
An analysis of these case studies identifies four key points: (i) the need to recognise the diversity of stakeholders and take into account the full complexity of their interests and relationships with the resource and with one another, (ii) the importance of suitable institutional arrangements to the long-term success of participatory management, (iii) the need for transparent, negotiated processes for determining priorities in the face of inadequate resources, and (iv) the relationship between successful participatory management and the provision of appreciable benefits for local communities.
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INNOVATIVE GOVERNANCE OF FISHERIES AND ECOTOURISM IN COMMUNITYBASED PROTECTED AREAS
JANET M. CHERNELA ALI AHMAD FAZLUN KHALID VIV SINNAMON HANNA JAIRETH
Abstract
This paper describes three cases where communities have developed innovative approaches in order to conserve imperilled aquatic systems and promote ecotourism. Each demonstrates a strategic use of fisheries legislation supplemented by customary laws and practices to manage local protected areas with protection status equivalent to IUCN/WCPA Category V or VI, with small strict (Category I) preservation areas. Diverse stakeholders are involved, including governments, industry, non-governmental organisations and community interests. The declaration of each protected area was catalysed by the actual or threatened impacts of extractive industries and local perceptions of declining resources. External funding has benefited each project, but they are expected to be self-sustaining over time. The effective enforcement of applicable fisheries legislation is a high priority for Silves and Kowanyama communities, as are culturally sensitive community education, and monitoring the effectiveness of current management approaches for each protected area.
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THE MESOAMERICAN BIOLOGICAL CORRIDOR AND LOCAL PARTICIPATION
VIVIENNE SOLÍS RIVERA PATRICIA MADRIGAL CORDERO IVANNIA AYALES CRUZ MARVIN FONSECA BORRÁS
Abstract
This article1 reflects on the progress made and challenges faced by the Mesoamerican Biological Corridor (MBC) in the area of local perception and participation. Based on the experience of the MBC project in Central America and the authors perceptions and regional experience, the article presents some lessons learned that may be of use to other regions of the world contemplating the establishment of biological corridors. Amongst the most important of these are the following: valuing local communities and traditional knowledge and ensuring the corridor provides not only for food security but for sustainable socio-economic development as well. The co-operation of local populations in the establishment of a biological corridor is dependent upon their full participation in the decision-making processes that determine their future development.
Note: This article was written as a collective effort of different associates of Cooperativa Autogestionaria de Servicios Profesionales para la Solidaridad Social, CoopeSolidar, R.L.
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LOCAL COMMUNITY LEADERSHIP: BUILDING PARTNERSHIPS FOR CONSERVATION IN NORTH AMERICA
NORA MITCHELL BARBARA SLAIBY MARK BENEDICT
Abstract
In recent decades, conservation in the United States and Canada has shifted from an approach emphasising governmentmanaged park systems to a broader, more inclusive, community-based paradigm. Local communities (including indigenous communities), private non-profit organisations, and state and national governments have recognised that although national parks and other officially designated protected areas are important contributors, they alone cannot achieve effective natural and cultural heritage conservation. In response, the conservation approach in both countries in the last 30 years has undergone substantial shifts in both the conceptual framework and practice. A diverse collection of case studies illustrates many innovations in conservation practice and a promising new direction in this area. Although this collection of stories is diverse, the overall unifying theme is the role of communities in conserving protected areas and the ways that leadership and vision can be effectively shared across boundaries and sectors. This emerging community-based management model relies on local leadership and holds great promise as a foundation for sustainable land management. A convergence of this approach with models of conservation in many other countries creates tremendous opportunity for learning through international exchange.
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DO RURAL PEOPLE REALLY BENEFIT FROM PROTECTED AREAS RHETORIC OR REALITY?
EDMUND BARROW CHRISTO FABRICIUS
Abstract
The creation of reserves in Africa downgraded local peoples rights to land and resources, with little compensation for losses incurred. These centralised protected area systems may have conserved biodiversity, but not without high social costs. Traditional forms of conservation were not recognised and, as people became increasingly alienated, their support for nature protection waned and conflicts escalated. With the post-1990 emphasis on decentralisation, equity and participation, community conservation began to develop, involving rural people in partnerships to preserve biodiversity and ensure livelihood security. This approach was also embraced to reduce the administrative and management costs of protected areas.
Unfortunately, policy rhetoric has generally not been matched in practice. As a result, sceptical policy-makers and practitioners now question the viability of the concept itself something which could lead to its abandonment. Given the pressures to decentralise government functions, there is little alternative except to continue experimenting with, adapting and institutionalising community conservation. Although community conservation is no panacea, the ground rules have changed for good: no park is an island people and conservation can no longer be separated. Responsible authority needs to be devolved to ensure that benefits from conservation outweigh costs to communities, and that community conservation becomes firmly entrenched in national land-use and conservation strategies.
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THE CHALLENGE OF COMMUNITY-BASED PROTECTED AREA MANAGEMENT
SEJAL WORAH
Abstract
Community-based resource management is today at a crossroads. On the one hand, it is increasingly challenged by academics, conservation organisations and governments. On the other, whilst some donors/NGOs continue to promote it, they use old, less-than-successful paradigms. This has meant that a decade after it became popular, community-based conservation is still not widely accepted or practiced. This paper examines some of the weaknesses in current communitybased conservation practices and argues for a change in the approach.
There is a need to shift the focus from solely economic and ivelihood incentives. Where possible, community-based conservation programmes need to promote enabling policy and legislation. Documentation and literature on the subject must become more rigorous and scientifically credible. Representation of community interests through external agencies needs careful reflection on both the precise role of the external agency and on the future phase-out strategy. Finally, such initiatives need to better recognise, understand and work with the complexities of local environments. This means strengthening local decision-making mechanisms within a framework of appropriate policy, incentives, checks and balances, and then letting these nstitutions evolve to decide future resource management options.
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COMMUNITY-CONSERVED AREAS IN SOUTH ASIA
Neema Pathak
Abstract
Many Asian communities protect and manage specific territories containing wild and domesticated biodiversity. These could be:
areas of cultural and religious significance such as sacred sites; village forests, watersheds and pastures conserved to meet livelihood requirements;wetlands conserved for drinking and irrigation facilities, or to protect heronries;traditional agricultural systems with diverse agricultural and natural niches;coastal and marine areas protected for traditional fisheries.
Clearly, the management objectives vary from situation to situation. The initiative may be through local institutions rooted in tradition, or through modified traditional systems, or entirely new organisations and rules developed in response to a given situation. The motivation ranges from unflinching devotion to tradition, to a response to resource-scarcity crises.
Such efforts may be entirely self-initiated by the community; or they could be initiated with/by external government and non government agencies and individuals. In other cases, the interest of local communities and outside society openly diverge and community-based conservation schemes are born as part of a struggle, with the communities fighting against commercial forces interested in exploiting the habitat and resources.
These efforts can collectively be called Community Conservation Areas (CCAs). CCAs are broadly defined as natural ecosystems (including those with minimum to substantial human influence) containing substantial wild and domesticated biodiversity value, being conserved or protected by local communities.
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THE DANA DECLARATION
Abstract
A group of concerned professionals including social and natural scientists from all regions of the world met in Wadi Dana Nature Reserve, Jordan, 37 April 2002, to consider a comprehensive approach to mobile peoples1 and conservation. At the end of this meeting, they agreed the following declaration:
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