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Issue: 13.3
Theme: Protected areas as engines for development
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SUMMARY OF PAPERS
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Editorial
Jeremy Carew-Reid Kishore Rao
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PROTECTED AREAS AS ENGINES FOR GOOD GOVERNANCE AND ECONOMIC REFORM IN THE LOWER MEKONG REGION
Jeremy Carew-Reid
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POVERTY REDUCTION AND PROTECTED AREAS IN THE LOWER MEKONG REGION
Jason Morris Kol Vathana
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MANAGING TOURISM IN THE PROTECTED AREAS OF THE LOWER MEKONG REGION
GUY MARRIS ALISON ALLCOCK KHAMLAY SIPASEUTH
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PROTECTED AREAS AND FORESTRY: ACHIEVING FOREST CONSERVATION IN THE LOWER MEKONG REGION
DAVID LAMB AND DON GILMOUR DON GILMOUR
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ENERGY AND PROTECTED AREAS IN THE MEKONG REGION
BRUCE AYLWARD SYLVIA TOGNETTI
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PROTECTED AREAS AND WATER RESOURCE MANAGEMENT IN THE LOWER MEKONG REGION
NICHOLAS CONNER
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FRESHWATER FISHERIES AND PROTECTED AREAS IN THE LOWER MEKONG REGION
GORDON CLARIDGE
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Editorial
Jeremy Carew-Reid Kishore Rao
OVER THE PAST TWO YEARS, the governments of Cambodia, Laos, Thailand and Vietnam
have led a broad partnership of national and international agencies in undertaking national
reviews of protected areas and development. These countries and their two neighbours to the
north China and Myanmar face a shared challenge: their protected area systems are
expanding and receiving greater management attention, but biodiversity values continue to
diminish. PAs appear as a drain on domestic and international budgets and an impediment to
economic development without bringing sustainable conservation returns. The Protected Areas
Development (PAD) Review1 examines the growing tensions between economic and conservation
objectives in the four countries and at regional level.
The articles in this issue of PARKS, based on the PAD Review regional analysis2, provide a
strong indication that, in future, the importance of protected areas will be measured in terms of
their contribution to national and local economies. They will come under particularly sharp
appraisal for their contributions in reducing poverty as part of national poverty alleviation
strategies. Also, they will be assessed against the priorities adopted in the Mekong region as a
whole for governance reform. All these new indicators of success in PA planning and management
will require a re-expression of conservation needs in terms of the development benefits they bring.
The goal is to create a broad alliance of support for the PA systems from those who benefit, new
skills and approaches in their management, and to open up new sources of financing, all leading
to better biodiversity conservation.
Protected areas as a strategy for development in the Lower Mekong region
For most of the past 15 years, protected areas in the Lower Mekong region (Figure 1) have been
viewed as areas isolated and locked away from human use for the sake of conservation, with little
apparent relevance to the massive development challenges facing the four countries. To this day,
the legal frameworks governing protected areas prohibit extractive uses. In practice, communities
have continued to take what they need from PAs, and governments have overridden PA
restrictions when faced with choices between conservation and economic developments such as
roads, power and irrigation schemes and agricultural expansion. The extraordinary political
commitment in Mekong countries to establishing protected areas has not been matched by the kind
of legal authority and financing needed to safeguard them from economic and development
interests within and outside government.
This is understandable, given that the tools and capacities were not available to show what was
at stake in development terms when PA values were degraded. Towards the end of the 1990s, studies commenced which began to evaluate PAs from an economic perspective. They showed
that many of the sectors, which are foundations of national and local economies, received
services and products from PAs and that their economic worth was very significant indeed. The
PAD Review field studies in each of the four countries had similar findings (ICEM 2003b). That
first inkling of PAs in the region as important economic assets to be conserved for their
development contributions has opened the way to a fundamental reorientation of how they
should be planned and managed.
The PAD Review promotes the following directions for change in the Mekong region:
1. All PAs need to have their development values expressed in economic terms which can be
communicated in annual and long-term budget submissions. Valuations should be part of PA
management plans and any environmental assessment associated with development proposals
affecting PAs.
2. Each sector needs to be made aware of the development benefits they do or might receive from
PAs. Those benefits and their maintenance should be recognised in sector plans and budgets
as a key strategy for sector productivity.
3. A more systematic application of the beneficiary or user pays approach in all sectors requiring
supporting economic policies and instruments is needed. User pays arrangements already
carried out on an ad hoc basis, for example, the Lao hydropower levies described in the article
on energy, should be applied consistently and replicated in neighbouring countries.
4. Users of PAs need to become involved in their management and protection. New collaborative
management approaches will be required relating to specific areas, resources and rights of
access and to the services and products PAs provide.
5. Underlying all these new directions is the need to build the capacity, skills and budgets of PA
managers. Strong PA authorities are essential to the kind of innovation and flexibility required
if PA systems are to survive. PA managers must be given the authority, confidence and
resources to build working relationships with development sectors and local communities.
The directions for change based on the lessons from the Mekong region have global application.
Three issues require special attention because of their implications for economic development and
conservation in the region:
1. Trans-border cooperation in protected area management provides development benefits to the
participating countries. Uplands hold much of the regions natural wealth. They are relatively
remote, forested, rich in biodiversity and concentrated in border areas. Effective trans-border
cooperation in conservation management at the landscape level enhances local livelihoods and
the quality and timing of water flows to downstream rice and fish producing regions, as well
as to industrial and urban areas. The Review found that it promoted economic exchange while
helping in the control of wildlife trade.
2. A full range of protected area types in national systems also generates development opportunities.
Different types of protected areas serve different functions and objectives, and represent a
gradient of human interventions ranging from the strictly protected to the settled and
sustainably used areas. All are important and need to be viewed as part of a zoned development
landscape of varying intensities of use and protection. Such a rational system of protected areas
better serves development and fosters a better understanding of sector contributions in
maintaining ecosystem services.
3. Poverty reduction: The role of PAs in poverty reduction will require special treatment. Poverty
is a national and regional concern and needs to be addressed through targeted and integrated
programmes across all sectors. The PAD Review found that too great an emphasis is being placed
on protected areas as a solution to surrounding poverty. They are not. They can become an
important part of the solution especially when major sectors begin paying their way for PA
benefits they receive, but the management skills, authority and resources are not available to PA agencies to treat poverty reduction as a principle objective along side biodiversity conservation.
Governments need to take a comprehensive approach. Compensation, general adjustment
assistance, financing and training programmes are needed that involve all sectors and levels
of government on a coordinated basis; and if these schemes are to operate effectively, they must
be part of the total economic and social planning framework for the regions concerned.
Finally, a comment on the PAD Review itself it has been one step in a shared journey of
investigation and action. Shared because there are now more than 800 people in the PAD
network. The Review was undertaken as the initial activity of the PAD partnership.
The partnership operates within the four governments involving different sectors and levels
of government. Most important, it brings together the agencies managing PAs with those
managing the economy. The active participation of the economic planning bodies has been
impressive. Agencies such as the Ministry of Economic Planning in Cambodia and the National
Economic and Social Development Board in Thailand were closely involved in field studies, joint
task forces, the preparation of background papers and in overseeing drafting of the PAD national
reports.
Several hundred national specialists have contributed through 12 national consultative meetings
in the four countries and 15 meetings of the national core technical groups all organised on the
initiative of the lead government agencies and two regional meetings convened by the Mekong
River Commission. In 2003, delegations took the results of their national PAD reviews to the World
Parks Congress.
The international arm of the partnership also brings together development and conservation
organisations. UNDP, MRC and the Asian Development Bank, for example, have provided strong
technical backing to the review. They are as concerned as their government partners to change the
way we do business and to review their own agendas and approach. It is an active and open-ended
partnership for the conservation of protected areas as an essential development strategy. A followup
PAD programme is under design to support implementation of the national PAD reports.
References
Carew-Reid, J. (ed). 2002. Biodiversity Planning in Asia. IUCN-The World Conservation Union, Sri Lanka, pp 594.
ICEM. 2003a. Protected Areas and Development in the Lower Mekong Region: Regional report. Review of Protected Areas and
Development in the Lower Mekong River region. Indooroopilly, Australia.
ICEM. 2003b. The Economic Benefits of Protected Areas: Field Studies in Cambodia, Lao PDR, Thailand and Vietnam. Review
of Protected Areas and Development in the Lower Mekong River Region. Indooroopilly, Australia.
Director of the International Centre for Environmental Management in Brisbane, Australia. Email: jecr@icem.com.au.
Head of IUCNs Asia Region Protected Areas Programme. Email: parks-asia@hn.vnn.vn.
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PROTECTED AREAS AS ENGINES FOR GOOD GOVERNANCE AND ECONOMIC REFORM IN THE LOWER MEKONG REGION
Jeremy Carew-Reid
Abstract
By 2005, protected areas are expected to cover more than 20% of the Lower Mekong region including most of its
remaining forest and upper watersheds. The maintenance of this extensive natural estate is an essential development
strategy for the Mekong countries Cambodia, Laos, Thailand and Vietnam. Yet, protected areas are not understood as
productive components of national economies and their development contributions are degrading through low investment
and expansion of other sectors. If this critical natural capital is to be conserved, protected area managers need to adopt the
language of development and promote protected areas as engines for good governance and for economic reform, both
priority concerns within the region. This article reviews the status of protected areas in the four Mekong countries, their links
to population and development, and introduces key steps needed to have them recognised as critical assets in mainstream
economic planning.
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POVERTY REDUCTION AND PROTECTED AREAS IN THE LOWER MEKONG REGION
Jason Morris Kol Vathana
Abstract
Most protected areas in the Lower Mekong region are located in regions of poverty. Given that poor communities frequently
depend on protected areas for a wide range of goods and services, their future prospects are tied closely to protected area
policy and practice. Protected areas have been seen as sources of conflict and opportunity-costs to poor communities. This
article discusses how protected area conservation can be made more relevant to poverty reduction agendas by recognising
and further developing the benefits that protected areas accrue to the poor. In particular, transfer payments are a promising
avenue for more equitably distributing the costs and benefits of protected area conservation and generating revenue for
remote areas.
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MANAGING TOURISM IN THE PROTECTED AREAS OF THE LOWER MEKONG REGION
GUY MARRIS ALISON ALLCOCK KHAMLAY SIPASEUTH
Abstract
Tourism development in the protected areas of the Lower Mekong region is often under-resourced and inadequately
managed, resulting in lost economic opportunities for local communities and the protected area and in damaging social and
environmental impacts. This is a pattern that can be reversed by building capacity and developing management plans at an
early stage to take advantage of the significant opportunities that tourism in protected areas present for the socio-economic
development of the region.
This article presents a brief rationale for the careful management of tourism activity in protected areas as synthesised
from an assessment of tourism development issues and case studies in the region conducted as part of the Protected
Areas Development (PAD) Review. Five key issues are identified: (i) building capacity of protected area managers and other
stakeholders; (ii) the need for early planning and zoning; (iii) funding protected area tourism initiatives and management;
(iv) managing impacts; and (v) developing partnerships with NGOs and the private sector. Examples of ways in which
strategic tourism development can directly contribute to protected area management and biodiversity conservation
objectives are given from the region.
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PROTECTED AREAS AND FORESTRY: ACHIEVING FOREST CONSERVATION IN THE LOWER MEKONG REGION
DAVID LAMB AND DON GILMOUR DON GILMOUR
Abstract
Protected areas (PAs) are the primary means by which biodiversity is protected in most countries of the world. But
production forests outside these protected areas have an important complementary role. Though not offering the same
degree of protection they can enlarge the areas of habitats available, provided they are well managed. They do this by
providing buffer areas around and linkages between PAs enabling the continued movement of wildlife and plants across the
landscape. They can also help generate economic opportunities for local people, thereby reducing pressure on the PA
system.
The four countries of the Lower Mekong Basin (Thailand, Laos, Cambodia, Vietnam) have been richly endowed with
forests. They differ markedly in demographic, economic and political circumstances but share a broad biogeographical
heritage. This paper describes the state of forest protection and management in the four countries and explores ways both
might be improved to enhance the protection of their biological diversity and improve the well-being of the people living in
the regions rural areas.
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ENERGY AND PROTECTED AREAS IN THE MEKONG REGION
BRUCE AYLWARD SYLVIA TOGNETTI
Abstract
A growing number of hydropower facilities existing, under construction, or planned in the Mekong region, are in or are
downstream from protected areas (PAs). These facilities are affected by upstream land use and management practices that
impact the flow of water and sedimentation levels, and that have implications for the functioning and life span of the dams.
In some cases, hydropower reservoirs or dams are sited within PAs, with consequent impacts for aquatic and terrestrial
habitat and species within the PAs. Also some hydropower facilities have important impacts on downstream PAs, particularly
in terms of disruption of normal hydrological function for lakes or marine areas and the livelihoods of local populations.
Historically, hydropower facilities have provided few if any benefits to local areas or populations many of which remain
rural and off-grid. This article discusses the nature of the hydropower-PA relationship, it identifies the types of problems that
are likely to occur and will continue to occur if agreement on strategies are not reached. Drawing on recent advances in the
field, particularly the work of the World Commission on Dams (WCD), the methods that could be employed to arrive at a
more effective integration of PAs and hydropower development in the broader planning context are proposed.
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PROTECTED AREAS AND WATER RESOURCE MANAGEMENT IN THE LOWER MEKONG REGION
NICHOLAS CONNER
Abstract
Protected areas (PAs) in the Lower Mekong region safeguard the biophysical functions provided by natural environments
which determine water volume, quality and regularity of flow. However, these functions, and the ability of PAs to safeguard
them, are highly vulnerable to development pressures. Poor planning, inadequate protection, and poor resourcing and
management of PAs can compromise the ability of natural environments to perform these functions. This will lead to a loss
of the economic benefits that local and national economies derive from the biophysical services provided by these environments.
If this situation is to be avoided, water resource managers and economic planners will need to better understand the
contribution that PAs can make to water resource development, and to incorporate PA establishment and management into
an integrated approach to water resource management and national economic development. Equally, PA managers need to
engage with water resource managers to promote the benefits of PAs for water resource management programmes. Some
issues that should be considered in incorporating PAs into water resource management are also discussed in this article.
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FRESHWATER FISHERIES AND PROTECTED AREAS IN THE LOWER MEKONG REGION
GORDON CLARIDGE
Abstract
Freshwater capture fisheries make an important contribution to the economies of the Lower Mekong Basin countries as well
as being crucial elements in food security and poverty alleviation for a significant proportion of the population. Maintenance
of key environmental values, such as hydrological functions and important aquatic habitats, is essential to the continuation
of fisheries productivity, but has received little real support until now. Protected areas (both those established primarily for
biodiversity conservation and fisheries-specific areas) are an essential component of any long-term fisheries management
strategy, but unfortunately their full significance for maintaining the regions fisheries is not generally recognised. Areas under
conservation management need to be both expanded and better managed in order to achieve their full potential for
supporting fisheries productivity. A first step in creating awareness of the contribution of protected areas should be a series
of case studies to identify and quantify the economic value of specific protected areas to the fisheries sector.
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